FINRA: The Bounty Hunter | Your Money Podcast – Episode 464

August 25, 2023

The un-retirement of America – it’s a frightening thing, if you’re not positioned for it. The shop digs into a recent Wells Fargo embarrassment, FINRA’s new run at Bounty Hunting, and why ROE is such an important metric for growth tracking (at least in Warren Buffet’s opinion) before diving into how the market’s moved since Jerome Powell’s Jackson Hole speech this morning and the eleven secondary indicators to watch for maximum growth.

In this video for educational purposes only, Dan Stewart, Don Vandenbord, Michael Ramos, & Ted Zhang host The Your Money Video Podcast + Live Trading and Watchlist Stocks to Study.

0:00 – Opening Bell
2:45 – FINRA: The Bounty Hunter
4:15 – Mailbag: T-Flow and T-Bills
8:30 – Seven Years in Revere
16:45 – Mailbag: Moving Money between Roth Accounts
22:30 – ROE: What Every Investor Should Know
33:00 – This Week in the Markets
43:00 – Tracking Billions in Bank Failures Since 2008
47:50 – 11 Secondary Indicators Underneath the Markets

Show Links:

Big Banks have massive exposure: A Review of the PACW & BANC Merger
https://seekingalpha.com/article/4625013-big-banks-have-massive-exposure-a-review-of-the-pacwest-and-banc-of-california-merger

Schwab raising debt after news of job, real estate cuts to cuts
https://www.fa-mag.com/news/schwab-to-cut-staff–real-estate-to-save–500-million-a-year-74375.html

Schwab moves to raise debt after news of job, office cuts
https://www.thinkadvisor.com/2023/08/22/schwab-moves-to-raise-debt-after-news-of-job-office-cuts

Models used to sell fixed indexed annuities are often misleading Morningstar says
https://www.fa-mag.com/news/models-used-to-sell-fixed-indexed-annuities-are-often-misleading–morningstar-says-74363.html

SEC to approve several ETFs that track Crypto Futures
https://www.financialadvisoriq.com/pc/4207054/544533?all=true

Schwab’s Sonders answers 7 Market Questions for Investors (but nothing valuable-maybe she should help Schwab internally 🙂)
https://www.thinkadvisor.com/2023/08/21/schwabs-sonders-answers-7-market-questions-for-investors

Half of Older Americans considering ‘Unretirement’
https://www.thinkadvisor.com/2023/08/23/half-of-older-americans-considering-unretirement-survey

FINRA the ‘Bounty Hunter?’ FA’s Lawsuit Challenges Regulatory Authority
https://www.financialadvisoriq.com/c/4209514/544673/finra_bounty_hunter_lawsuit_challenges_regulator_authority

Wells Fargo to Pay $35Mn Over Excessive Fees
https://www.thinkadvisor.com/2023/08/25/wells-fargo-hit-with-35m-sec-penalty-over-excess-fees

Your Money Radio Podcast covers general topics & investment ideas for Research. It is for Educational & Entertainment purposes ONLY and is NOT meant to be Investment Advice.

If you want or need Investment Advice, contact your own advisors or reach out to Revere Asset Management for individual Investment Advice.

For more information, just go to Revere Asset.com.